Which document helps assess the risk tolerance of a UITF investor?

The Client Suitability Assessment is the document that specifically helps assess the risk tolerance of a UITF investor. This assessment is designed to gather information about the investor's financial situation, investment objectives, experience, and risk appetite. By understanding these factors, financial advisors can determine the appropriate investment strategy for the client, ensuring that the investments align with the investor's comfort level regarding risk.

In the context of UITFs, this understanding is essential, as these investment vehicles often carry varying degrees of risk based on their underlying asset compositions. The assessment provides a structured approach to evaluating whether an investor is suitable for specific UITFs, helping to protect the investor from taking on more risk than they can handle.

The other documents listed serve different purposes: The Investment Brief typically summarizes the features and strategies of an investment product but does not directly evaluate an investor's risk profile. The Risk Disclosure Statement informs investors about the risks associated with a particular investment but does not assess their personal risk tolerance. The Client Advisory Agreement establishes the terms of the relationship between the client and advisor but does not delve into the investor's risk preferences.